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Dec 4, 20235 min

Navigating Emerging Risks and Enhancing Market Integrity: SEC’s 2024 Examination Priorities

The U.S. Securities and Exchange Commission (SEC) published its examination priorities on October 16, 2023, which outlines the critical...

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Nov 20, 20234 min

Vigilant Oversight and Market Protection: Unveiling CFTC's 2023 Enforcement Focus on Digital Assets and Compliance Enforcement

The CFTC published its Enforcement Actions Report for Fiscal Year 2023 on November 7th, 2023. This report provides a comprehensive...