Natarajan Venkatasubramaniam
Fortifying Market Integrity: Strategic Enhancements in Repo Market Oversight
Introduction On May 6, 2024, the Office of Financial Research (OFR) under the U.S. Department of the Treasury introduced a groundbreaking...
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Latest Articles and Case studies
Arjun Thirukonda
- Feb 29
- 2 min
Enhancing Short Sale Disclosures: SEC Rule 13f-2 and Form SHO Reporting
The Securities and Exchange Commission (SEC) recently adopted a new Rule 13f-2, as well as an amendment to the NMS Plan which governs the...
Natarajan Venkatasubramaniam
- Jan 25
- 6 min
Firms Grapple with Regulatory Fatigue: CFTC's Approval of Proposed Amendments to Part 43 and Part 45 Requirements Compound Existing Regulatory Burden
In the current landscape, nearly every financial institution is directing its attention toward a triad of critical activities:
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