Latest Articles and Case studies

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Dec 22, 20233 min read

Electronic Blue sheets (EBS) Assessment

A major broker-dealer engaged RegEdge in performing a comprehensive Electronic Blue Sheets (EBS) reporting assessment across data, process

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Dec 18, 20236 min read

Revolutionizing U.S. Treasury Market: SEC's Landmark Decision on Clearing and Broker-Dealer Regulations

The Securities and Exchange Commission (SEC) is historically known for their Christmas Gifts over the years. One such gift was on...

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Dec 4, 20235 min read

Navigating Emerging Risks and Enhancing Market Integrity: SEC’s 2024 Examination Priorities

The U.S. Securities and Exchange Commission (SEC) published its examination priorities on October 16, 2023, which outlines the critical...